SOX Workflows, Regulatory Rules & Violation Tracking

Compliance That Monitors Itself — SOX-Ready, Audit-Ready, Always On

Configure regulatory rules once. inferonIQ scans continuously, flags violations, tracks remediation, and generates audit-ready reports — across every transaction, contract, and process.

inferoniq / Exception Manager
18
Total Open
0
Critical
65
Avg Age (days)
60%
Resolved (7d)
By Severity
InfoWarning
By Exception Type
Price variance
UoM mismatch
Freight not on contract
Credit memo
Duplicate amount
Top Open Exceptions
PO #SupplierExceptionAmountAge
PO-4417Meridian Supply Co.Price variance$118,21535d
PO-2288Northwind ComponentsFreight not on contract$72,50042d
PO-3106Atlas Industrial GroupReturn credit$67,00061d
PO-1904Vertex MaterialsUoM mismatch$15,20040d
PO-5521Continental LogisticsPrice above contract cap$15,40054d

Violations tracked as they happen, with owners and remediation timers.

100%

Transaction Coverage

<1min

Violation Detection

85%

Auto-Remediation

0

Audit Surprises

How It Works

01

Define compliance rules

Configure regulatory rules with severity levels — SOX controls, internal policies, industry regulations. Use templates or create custom rules.

02

Continuous scanning

AI monitors transactions, invoices, contracts, and workflows against your rule set. Every violation is flagged in real-time with severity and dollar impact.

03

Track remediation

Assign violations to owners, set deadlines, track resolution progress. Overdue items auto-escalate. Full audit trail for every action.

04

Report & certify

Generate SOX-ready compliance reports, trend dashboards, and period-over-period comparison. Export for external auditors.

Capabilities

Regulatory Rules Engine

Configurable rules with severity levels (critical, high, medium, low). Supports threshold-based, pattern-based, and cross-reference rules.

SOX Workflow Controls

Pre-built SOX control templates: segregation of duties, approval matrices, access reviews, financial close checklists.

Violation Tracking

Every violation tracked with owner, deadline, status, and resolution notes. Dashboard shows open violations by severity, age, and department.

Compliance Score Trending

Real-time compliance score with historical trends. Drill down by policy, department, or entity to identify systemic issues.

Contract Compliance Bridge

Cross-references invoices against contract terms — catches spend under expired agreements, over-budget categories, and missed rebates.

Audit-Ready Exports

One-click export of compliance reports, violation logs, and remediation evidence for SOX auditors and regulators.

Frequently Asked Questions

Does this replace our GRC tool?

inferonIQ complements GRC tools by providing real-time transaction monitoring and automated violation detection. It feeds findings into your existing GRC workflow.

Can we customize compliance rules?

Yes — create rules with any combination of field checks, thresholds, cross-references, and patterns. Industry templates are available for SOX, HIPAA, and GDPR.

How does this handle SOX audits?

Pre-built SOX control templates, full audit trail on every action, and one-click export of compliance evidence. External auditors get exactly what they need.

No-risk assessment

See what we find before you commit.

Read-only connection. We review a sample of your invoices, agreements and supplier spend, then hand back a findings report with specific figures. If there is nothing to recover, there is nothing to pay.

Read-only accessNo commitmentNothing found, nothing owed
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